Filing Details

Accession Number:
0001140361-11-050708
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-28 10:54:34
Reporting Period:
2011-10-26
Filing Date:
2011-10-28
Accepted Time:
2011-10-28 10:54:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102037 Universal Corp UVV Wholesale-Farm Product Raw Materials (5150) 540414210
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073319 L M Karen Whelan 9201 Forest Hill Avenue
Richmond VA 23235
Vp & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-26 10,600 $42.28 44,538 No 4 S Direct
Common Stock Acquisiton 2011-10-26 2,600 $39.71 47,138 No 4 M Direct
Common Stock Acquisiton 2011-10-26 2,500 $42.12 44,638 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2011-10-26 2,600 $0.00 2,600 $39.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,200 2011-06-08 2020-06-08 No 4 M Direct
Footnotes
  1. includes 16,300 restricted stock units and 1,073 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under code Section 162(m) on the date of vesting.
  2. shares held in a revocable trust account