Filing Details

Accession Number:
0001209191-10-043626
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-23 15:53:05
Reporting Period:
2010-08-19
Filing Date:
2010-08-23
Accepted Time:
2010-08-23 15:53:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
919956 Advocat Inc AVCA Services-Skilled Nursing Care Facilities (8051) 621559667
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429866 A. Chad Mccurdy 1621 Galleria Blvd
Brentwood TN 37027
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-19 3,500 $5.08 78,500 No 4 P Indirect Jointly Held with Spouse
Common Stock Acquisiton 2010-08-20 1,500 $5.22 80,000 No 4 P Indirect Jointly Held with Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Jointly Held with Spouse
No 4 P Indirect Jointly Held with Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,017,600 Indirect Owned by Marlin Capital Partners, LLC
Common Stock 5,000 Indirect Owned by Dependent Child
Common Stock 14,200 Indirect In IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Settled Stock Appreciation Right $2.37 2019-03-13 1,000 1,000 Direct
Common Stock Stock Options (right to buy) $10.80 2018-03-12 15,000 15,000 Direct
Common Stock Stock Settled Stock Appreciation Right $5.45 2011-06-18 2020-06-18 1,000 1,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-13 1,000 1,000 Direct
2018-03-12 15,000 15,000 Direct
2020-06-18 1,000 1,000 Direct
Footnotes
  1. Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC.
  2. This reporting person disclaims beneficial ownership of shares held by his child except to the extent of his pecuniary interest therein.
  3. Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.
  4. 5,000 vest on the date of grant, 5,000 vest on March 12, 2009 and 5,000 vest on March 12, 2010.