Filing Details

Accession Number:
0001225208-11-023766
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-27 17:02:52
Reporting Period:
2011-10-25
Filing Date:
2011-10-27
Accepted Time:
2011-10-27 17:02:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1304945 P David Hess One Financial Plaza
Hartford CT 06101
President, Pratt & Whitney No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-25 40,000 $46.76 80,174 No 4 M Direct
Common Stock Disposition 2011-10-25 40,000 $75.83 40,174 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-10-25 40,000 $0.00 40,000 $46.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-01-09 2014-01-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,065 Indirect By Savings Plan Trustee
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.58 to $$76.11, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.