Filing Details

Accession Number:
0001209191-11-052776
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-26 18:59:36
Reporting Period:
2011-10-17
Filing Date:
2011-10-26
Accepted Time:
2011-10-26 18:59:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
754813 Healthwarehouse.com Inc. HEWA Retail-Drug Stores And Proprietary Stores (5912) 222413505
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362651 C John Backus 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No Yes No
1372004 P L Iii Fund Venture Atlantic New 11911 Freedom Drive
Suite 1080
Reston VA 20190
Yes No Yes No
1403951 New Atlantic Entrepreneur Fund Iii Lp 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No No Yes
1422350 Nav Managers Fund Llc 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No No Yes
1422519 New Atlantic Fund Iii Llc 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No Yes No
1504806 M Scott Johnson 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No Yes No
1504832 L Todd Hixon 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No Yes No
1504834 Thanasis Delistathis 11911 Freedom Drive
Suite 1080
Reston VA 20190
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series C Non Convertible Preferred Stock Acquisiton 2011-10-17 9,539 $100.00 9,539 No 4 P Direct
Series C Non Convertible Preferred Stock Acquisiton 2011-10-17 354 $100.00 354 No 4 P Direct
Series C Non Convertible Preferred Stock Acquisiton 2011-10-17 107 $100.00 107 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (Right to buy) Acquisiton 2011-10-17 257,544 $0.00 257,544 $2.90
Common Stock Warrant to Purchase Common Stock (Right to buy) Acquisiton 2011-10-17 9,568 $0.00 9,568 $2.90
Common Stock Warrant to Purchase Common Stock (Right to buy) Acquisiton 2011-10-17 2,888 $0.00 2,888 $2.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
257,544 No 4 A Direct
9,568 No 4 A Direct
2,888 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series C Non Convertible Preferred Stock 9,893 Indirect See Footnote
Series C Non Convertible Preferred Stock 10,000 Indirect See Footnote
Series C Non Convertible Preferred Stock 10,000 Indirect See Footnote
Series C Non Convertible Preferred Stock 9,893 Indirect See Footnote
Series C Non Convertible Preferred Stock 9,893 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase Common Stock (Right to buy) $0.00 267,112 267,112 Indirect
Common Stock Warrant to Purchase Common Stock (Right to buy) $0.00 270,000 270,000 Indirect
Common Stock Warrant to Purchase Common Stock (Right to buy) $0.00 270,000 270,000 Indirect
Common Stock Warrant to Purchase Common Stock (Right to buy) $0.00 267,112 267,112 Indirect
Common Stock Warrant to Purchase Common Stock (Right to buy) $0.00 267,112 267,112 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
267,112 267,112 Indirect
270,000 270,000 Indirect
270,000 270,000 Indirect
267,112 267,112 Indirect
267,112 267,112 Indirect
Footnotes
  1. On October 17, 2011, New Atlantic Venture Fund III, L.P, a Delaware limited partnership ("Fund III"), New Atlantic Entrepreneur Fund, L.P., a Delaware limited partnership ("Entrepreneur Fund") and NAV Managers Fund, LLC, a Delaware limited liability company ("Managers Fund") acquired, in the aggregate, 10,000 shares of Series C Non Convertible Preferred Stock ("Preferred Stock") of the Issuer in a directly negotiated transaction at an aggregate purchase price of $1,000,000. Fund III purchased 9,539 shares of Preferred Stock of the Issuer, Entrepreneur Fund purchased 354 shares of Preferred Stock of the Issuer and Managers Fund purchased 107 shares of Preferred Stock of the Issuer.
  2. Represents shares owned directly by Fund III.
  3. Represents shares owned directly by Entrepreneur Fund.
  4. Represents shares owned directly by Managers Fund.
  5. Represents shares of Preferred Stock held indirectly by New Atlantic Fund III, LLC (the "General Partner"), the General Partner of Fund III and Entrepreneur Fund.
  6. Represents 9539 shares of Preferred Stock held indirectly by Mr. Backus in Fund III, 354 shares of Preferred Stock held indirectly by Mr. John Backus in Entrepreneur Fund, and 107 shares of Preferred Stock held indirectly by Mr. Backus in Managers Fund.
  7. Represents 9539 shares of Preferred Stock held indirectly by Mr. Hixon in Fund III, 354 shares of Preferred Stock held indirectly by Mr. Todd Hixon in Entrepreneur Fund, and 107 shares of Preferred Stock held indirectly by Mr. Hixon in Managers Fund.
  8. Represents 9539 shares of Preferred Stock held indirectly by Mr. Johnson in Fund III, and 354 shares of Preferred Stock held indirectly by Mr. Scott Johnson in Entrepreneur Fund.
  9. Represents 9539 shares of Preferred Stock held indirectly by Mr. Delistathis in Fund III, and 354 shares of Preferred Stock held indirectly by Mr. Thanasis Delistathis in Entrepreneur Fund.
  10. In connection with the Preferred Stock Purchase, on October 17, 2011, Fund III received an immediately exercisable 5-year warrant to purchase 257,544 shares of Issuer's Common Stock, Entrepreneur Fund received a warrant to purchase 9,568 shares of Issuer's Common Stock and Managers Fund received a warrant to purchase 2,888 shares of Issuer's Common Stock (collectively, the "Warrants"). Each warrant is exercisable at a price of $2.90 per share.
  11. Represents Warrants owned directly by Fund III.
  12. Represents Warrants owned directly by Entrepreneur Fund.
  13. Represents Warrants owned directly by Managers Fund.
  14. Represents warrants owned indirectly by the General Partner.
  15. Represents warrants owned indirectly by Mr. Backus.
  16. Represents warrants owned indirectly by Mr. Hixon.
  17. Represents warrants owned indirectly by Mr. Johnson.
  18. Represents warrants owned indirectly by Mr. Delistathis.