Filing Details

Accession Number:
0001209191-11-052745
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-26 16:35:52
Reporting Period:
2011-10-24
Filing Date:
2011-10-26
Accepted Time:
2011-10-26 16:35:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731766 Unitedhealth Group Inc UNH Hospital & Medical Service Plans (6324) 411321939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407932 Lori Sweere C/O Unitedhealth Group
9900 Bren Road East
Minnetonka MN 55343
Evp, Human Capital No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-24 14,140 $29.74 86,226 No 4 M Direct
Common Stock Disposition 2011-10-24 11,067 $49.03 75,159 No 4 F Direct
Common Stock Disposition 2011-10-24 3,073 $48.99 72,086 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2011-10-24 14,140 $0.00 14,140 $29.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,280 2019-02-23 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $48.99 to $49.00 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.