Filing Details

Accession Number:
0001407682-11-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-26 14:46:12
Reporting Period:
2011-01-14
Filing Date:
2011-10-26
Accepted Time:
2011-10-26 14:46:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094392 Rudolph Technologies Inc RTEC Industrial Instruments For Measurement, Display, And Control (3823) 223531208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257731 H Daniel Berry C/O Rudolph Technologies, Inc.
One Rudolph Road, Po Box 1000
Flanders NJ 07836
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-14 100,000 $9.60 452,667 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-18 3,099 $10.00 449,568 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-20 1,200 $9.85 448,368 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-24 3,400 $9.85 444,968 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-26 46,686 $9.86 398,282 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-27 267,361 $10.07 130,921 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-28 6,100 $10.13 124,821 No 4 S Indirect Indirect
Common Stock Disposition 2011-01-31 44,967 $10.19 79,854 No 4 S Indirect Indirect
Common Stock Disposition 2011-02-01 10,000 $10.11 69,854 No 4 S Indirect Indirect
Common Stock Disposition 2011-02-02 69,854 $10.20 0 No 4 S Indirect Indirect
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
No 4 S Indirect Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,500 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) & (3) through (8) to this Form 4.
  2. These shares of Common Stock are held by the Riverside Fund II, LP, an affiliate of Riverside Partners, LLC. Reporting person is an Operating Partner of Riverside Partners, LLC and disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.93, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $10.22, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.43, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.37, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.15, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.41, inclusive.