Filing Details
- Accession Number:
- 0000095052-11-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-25 18:27:11
- Reporting Period:
- 2011-10-21
- Filing Date:
- 2011-10-25
- Accepted Time:
- 2011-10-25 18:27:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1036230 | Scott E Beattie | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue, 2Nd Floor Miramar FL 33027 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Disposition | 2011-10-13 | 2,499 | $0.00 | 1,127,038 | No | 5 | G | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-10-21 | 7,300 | $11.33 | 1,134,338 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-10-21 | 7,300 | $34.00 | 1,127,038 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2011-10-24 | 33,972 | $11.33 | 1,161,010 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2011-10-24 | 33,972 | $34.36 | 1,127,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-21 | 7,300 | $0.00 | 7,300 | $11.33 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-10-24 | 33,972 | $0.00 | 33,972 | $11.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 97,700 | 2003-03-22 | 2012-03-22 | No | 4 | M | Direct |
| 63,728 | 2003-03-22 | 2012-03-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 30,822 | Indirect | thru GRAT |
Footnotes
- Partial cashless exercise and sale of a stock option expiring on March 22, 2012, pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on September 19, 2011.
- Reflects the weighted average price of 33,972 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on October 24, 2011 with the sale price ranging from $34.01 to $35.00 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Total includes 28,300 shares of common stock issuable upon the vesting of service-based restricted stock units.
- Stock option vested in three installments on March 22, 2003, March 22, 2004 and March 22, 2005.
Billionaire Hedge Funds
