Filing Details

Accession Number:
0001144204-11-057951
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-10-14 18:28:35
Reporting Period:
2010-12-21
Filing Date:
2011-10-14
Accepted Time:
2011-10-14 17:28:35
Original Submission Date:
2011-09-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1045390 Colombia Clean Power & Fuels Inc CCPF.OB Bituminous Coal & Lignite Surface Mining (1221) 870567033
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1143131 P Edward Mooney 245 Sir Francis Drake Boulevard
San Anselmo CA 94960
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-24 100,000 $0.00 12,140,004 No 4 S Indirect See Footnote
Common Stock Disposition 2011-05-24 3,093 $0.00 12,136,911 No 4 J Indirect See Footnote
Common Stock Disposition 2011-05-25 100,000 $0.00 12,036,911 No 4 S Indirect See Footnote
Common Stock Disposition 2011-05-25 687 $0.00 12,036,224 No 4 J Indirect See Footnote
Common Stock Disposition 2011-09-09 118,645 $0.00 11,918,279 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2010-12-21 32,000 $0.00 32,000 $0.01
Common Stock Stock Option Acquisiton 2010-12-28 50,000 $0.00 50,000 $2.50
Common Stock Stock Option Acquisiton 2010-12-28 50,000 $0.00 50,000 $5.00
Common Stock Series A Preferred Stock Acquisiton 2011-06-02 8,000 $0.00 40,000 $0.00
Common Stock Warrants Acquisiton 2011-06-02 2,800 $0.00 2,800 $0.01
Common Stock 10% Convertible Note Due 6/30/12 Disposition 2011-06-02 80,000 $0.00 32,000 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,000 2010-12-21 2015-06-30 No 4 A Indirect
50,000 2015-12-28 No 4 A Direct
50,000 2015-12-28 No 4 A Direct
8,000 No 4 A Indirect
2,800 2011-06-02 2016-05-31 No 4 A Indirect
0 2010-12-21 2012-06-30 No 4 D Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 432,482 Indirect See Footnote
Footnotes
  1. Represents common stock transferred by LIFE (as defined below) to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
  2. Represents securities owned by LIFE Power & Fuels, LLC, a Delaware limited liability ("LIFE"). The Reporting Person is the Managing Member of LIFE, but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  3. On February 11, 2011, LIFE made a distribution to its members of 15% of the Reporting Person's ownership of the Issuer's shares. The number of shares reported in Table I represents shares of the Issuer that were erroneously not distributed to certain members of the Reporting Person, which were subsequently distributed.
  4. Represents common stock transferred by LIFE to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
  5. Represents common stock transferred by LIFE to a service provider in consideration for services rendered at a deemed price of $2.00 per share.
  6. LIFE also received 100 shares of common stock and 600 shares of common stock pursuant to stock dividends on its shares of Series A Preferred Stock on June 15, 2011 and September 15, 2011, respectively.
  7. Represents common stock held by Edward P. and Teresa M. Mooney Revocable Living Trust.
  8. Vests in four equal installments on December 28, 2010, 2011, 2012 and 2013.
  9. Each share of Series A Preferred Stock is convertible into five shares of common stock, and is convertible at any time without expiration.
  10. LIFE received (i) 8,000 shares of Series A convertible preferred stock at a deemed purchase price of $10.00 per share, and (ii) warrants to purchase 2,800 shares of Common Stock at an exercise price of $0.01 per share, in consideration for the cancellation by the Issuer of a convertible promissory note issued to LIFE in the principal amount of $80,000 due June 30, 2012.