Filing Details

Accession Number:
0001181431-11-052846
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-17 17:28:34
Reporting Period:
2011-10-13
Filing Date:
2011-10-17
Accepted Time:
2011-10-17 17:28:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
836106 Novellus Systems Inc NVLS Special Industry Machinery, Nec (3559) 770024666
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488812 Andrew Gottlieb 4000 North First Street
San Jose CA 95134
Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-13 7,500 $15.23 8,449 No 4 M Direct
Common Stock Disposition 2011-10-13 7,500 $32.00 949 No 4 S Direct
Common Stock Acquisiton 2011-10-13 5,000 $31.92 5,949 No 4 M Direct
Common Stock Disposition 2011-10-13 1,834 $31.92 4,115 No 4 F Direct
Common Stock Disposition 2011-10-14 3,166 $32.12 949 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2011-10-13 7,500 $0.00 7,500 $15.23
Common Stock Restricted Stock Unit Disposition 2011-10-13 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 2018-10-16 No 4 M Direct
5,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 211 Indirect By 401(k)
Footnotes
  1. Securities sold pursuant to a 10b-5 plan.
  2. The indirect holdings in the 401K are held in the Company unitized stock fund. The balance is reported as of the last business day.
  3. The grant vests in four annual equal installments beginning October 13, 2009.
  4. Each restricted stock unit represents a contingent right to receive one share of NVLS common stock.