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Filing Details

Accession Number:: 0001217454-11-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-10-17 16:48:35
Reporting Period:: 2011-10-13

Filing Date:: 2011-10-17
Accepted Time:: 2011-10-17 16:48:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
38067	Forest City Enterprises Inc	FCEA/FCEB	Operators Of Nonresidential Buildings (6512)	340863886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217454	J David Larue	50 Public Square, Suite 1100 Cleveland OH 44113	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2011-10-13	1,800	$11.17	6,460	No	4	P	Direct
Class A Common Stock	Acquisiton	2011-10-13	6,675	$11.17	6,675	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2011-10-14	28,448	$11.73	31,502	No	4	P	Indirect	401k Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See footnote
No	4	P	Indirect	401k Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	46,316	Indirect	See footnote
Class A Common Stock	10,239	Direct
Class A Common Stock	34,254	Direct
Class A Common Stock	54,751	Direct
Class A Common Stock	69,977	Direct
Class A Common Stock	3,100	Indirect	See footnote
Class A Common Stock	3,100	Indirect	See footnote
Class A Common Stock	3,100	Indirect	See footnote
Class A Common Stock	3,100	Indirect	See footnote
Class A Common Stock	33,423	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Class B Common - Convertible	$0.00	1988-08-08	1988-08-08	1,435	1,435	Indirect
Class A Common	2003 Stock Option Grant (right to buy)	$15.50	2005-03-17	2013-03-17	31,900	31,900	Direct
Class A Common	2005 Stock Option Grant (right to buy)	$31.75	2007-04-06	2015-04-06	25,200	25,200	Direct
Class A Common	2006 Stock Option Grant (right to buy)	$46.37	2008-04-04	2016-04-04	25,200	25,200	Direct
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	25,200	25,200	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	28,059	28,059	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	14,030	14,030	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	36,035	36,035	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	64,277	64,277	Direct
Class A Common Stock	2008 Performance Shares	$0.00	2012-01-31	1988-08-08	31,335	31,335	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
1988-08-08	1,435	1,435	Indirect
2013-03-17	31,900	31,900	Direct
2015-04-06	25,200	25,200	Direct
2016-04-04	25,200	25,200	Direct
2017-03-29	25,200	25,200	Direct
2018-06-18	28,059	28,059	Direct
2019-04-21	14,030	14,030	Direct
2020-04-14	36,035	36,035	Direct
2021-04-13	64,277	64,277	Direct
1988-08-08	31,335	31,335	Direct

Footnotes

GRAT for David J. LaRue.
2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. Of the 5,120 shares that vested 1,636 were withheld to settle taxes and 3,484 shares were transferred to DRS account #11.
2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Anna LaRue, daughter, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares are held in street account.
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by transfer agent in a direct registration account.
FCE's 401k Plan account, shares are held indirect. Purchase was a voluntary intra fund transfer with in the Plan.
2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 6/18/2008 - performance period is from May 1, 2008 to January 31, 2012. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 175% of the number of Performance Shares granted. Fair market value on date of grant is $36.38 per share. There is no fixed expirationdate.
Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.