Filing Details

Accession Number:
0001112679-11-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-14 18:48:07
Reporting Period:
2011-10-14
Filing Date:
2011-10-14
Accepted Time:
2011-10-14 18:48:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-14 3,333 $15.52 130,833 No 4 M Direct
Common Stock Disposition 2011-10-14 3,333 $50.00 127,500 No 4 S Direct
Common Stock Acquisiton 2011-10-14 11,459 $15.73 138,959 No 4 M Direct
Common Stock Disposition 2011-10-14 11,459 $50.00 127,500 No 4 S Direct
Common Stock Acquisiton 2011-10-14 5,209 $30.00 132,709 No 4 M Direct
Common Stock Disposition 2011-10-14 5,209 $50.00 127,500 No 4 S Direct
Common Stock Acquisiton 2011-10-14 9,042 $36.74 136,542 No 4 M Direct
Common Stock Disposition 2011-10-14 9,042 $50.00 127,500 No 4 S Direct
Common Stock Acquisiton 2011-10-14 3,750 $36.74 131,250 No 4 M Direct
Common Stock Disposition 2011-10-14 3,750 $50.00 127,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-10-14 3,333 $0.00 3,333 $15.52
Common Stock Employee Stock Options (right to buy) Disposition 2011-10-14 11,459 $0.00 11,459 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-10-14 5,209 $0.00 5,209 $30.00
Common Stock Employee Stock Options (right to buy) Disposition 2011-10-14 9,042 $0.00 9,042 $36.74
Common Stock Employee Stock Options (right to buy) Disposition 2011-10-14 3,750 $0.00 3,750 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,334 2015-09-01 No 4 M Direct
97,396 2016-03-01 No 4 M Direct
59,896 2016-09-01 No 4 M Direct
135,625 2017-04-01 No 4 M Direct
56,250 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
  2. Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  3. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  4. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.