Filing Details
- Accession Number:
- 0001140361-11-049250
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-12 17:33:17
- Reporting Period:
- 2011-10-10
- Filing Date:
- 2011-10-12
- Accepted Time:
- 2011-10-12 17:33:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365916 | Amyris Inc. | AMRS | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501907 | John Melo | C/O Amyris, Inc. 5885 Hollis St., Suite 100 Emeryville CA 94608 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-10 | 20,000 | $0.28 | 20,000 | No | 4 | M | Indirect | John and Mary Melo Family Foundation |
| Common Stock | Disposition | 2011-10-10 | 20,000 | $17.22 | 0 | No | 4 | S | Indirect | John and Mary Melo Family Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | John and Mary Melo Family Foundation |
| No | 4 | S | Indirect | John and Mary Melo Family Foundation |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-10-10 | 20,000 | $0.00 | 20,000 | $0.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2017-01-18 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $0.28 | 2017-01-18 | 553,730 | 553,730 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $0.28 | 2017-01-18 | 18,539 | 18,539 | Indirect | |
| Common Stock | Stock Option (Right to Buy) | $0.28 | 2017-01-18 | 9,936 | 9,936 | Indirect | |
| Common Stock | Stock Option (Right to Buy) | $0.28 | 2017-01-18 | 9,936 | 9,936 | Indirect | |
| Common Stock | Stock Option (Right to Buy) | $0.28 | 2017-01-18 | 9,936 | 9,936 | Indirect | |
| Common Stock | Stock Option (Right to Buy) | $0.28 | 2017-01-18 | 26,653 | 26,653 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-18 | 553,730 | 553,730 | Direct |
| 2017-01-18 | 18,539 | 18,539 | Indirect |
| 2017-01-18 | 9,936 | 9,936 | Indirect |
| 2017-01-18 | 9,936 | 9,936 | Indirect |
| 2017-01-18 | 9,936 | 9,936 | Indirect |
| 2017-01-18 | 26,653 | 26,653 | Indirect |
Footnotes
- ***RULE 10B5-1 TRADING PLAN TRANSACTION: EACH OF THE FOREGOING OPTION EXERCISE AND STOCK SALES WAS EFFECTED PURSUANT TO A RULE 10B5-1 TRADING PLAN ADOPTED BY THE JOHN AND MARY MELO FAMILY FOUNDATION ON SEPTEMBER 9, 2011.***
- The shares are directly beneficially held by the John and Mary Melo Family Foundation (the "Foundation"). Mr. Melo is the President of the Foundation and, as such, has voting and/or investment power over the securities held by the Foundation.
- Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- Represents the weighted average sales price per share. The shares sold at prices ranging from $16.66 to $17.55 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Immediately exercisable.
- The stock option vested as to 1/5th of the total number of shares subject to the option on October 23, 2007, and thereafter vested and shall vest as to 1/60th of the total number of shares subject to the option in equal monthly installments.
- This stock option was previously reported as directly beneficially owned by Mr. Melo, but was contributed on September 1, 2011 to the Foundation.
- This stock option was previously reported as directly beneficially owned by Mr. Melo, but was contributed on March 18, 2010 to the Melo Family 2010 Distribution Trust.
- This stock option was previously reported as directly beneficially owned by Mr. Melo, but was contributed on April 4, 2011 to the Descendant's Trust #1.
- This stock option was previously reported as directly beneficially owned by Mr. Melo, but was contributed on April 4, 2011 to the Descendant's Trust #2.
- This stock option was previously reported as directly beneficially owned by Mr. Melo, but was contributed on April 4, 2011 to the Descendant's Trust #3.
- This stock option was previously reported as directly beneficially owned by Mr. Melo, but was contributed on April 4, 2011 to the Melo Renewal Trust.
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