Filing Details
- Accession Number:
- 0000072333-11-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-11 18:52:33
- Reporting Period:
- 2011-10-10
- Filing Date:
- 2011-10-11
- Accepted Time:
- 2011-10-11 18:52:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183462 | T Kevin Knight | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-10 | 3,730 | $38.02 | 19,031 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-10-10 | 8,530 | $13.47 | 27,561 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-10-10 | 4,202 | $36.94 | 31,763 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-10-10 | 11,387 | $50.00 | 20,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-10-10 | 5,075 | $50.00 | 15,301 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-10 | 3,730 | $0.00 | 3,730 | $38.02 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-10 | 8,530 | $0.00 | 8,530 | $13.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-10-10 | 4,202 | $0.00 | 4,202 | $36.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,730 | 2018-02-28 | No | 4 | M | Direct | |
| 17,061 | 2019-02-27 | No | 4 | M | Direct | |
| 12,606 | 2020-02-26 | No | 4 | M | Direct |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Plan entered into on 9/8/2011
- Exercisable in four equal annual installments commencing 2/28/09.
- Exercisable in four equal annual installments commencing 2/27/10.
- Exercisable in four equal annual installments commencing 2/26/11.
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