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Filing Details

Accession Number:
0000919574-11-005542
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-11 15:43:28
Reporting Period:
2011-10-06
Filing Date:
2011-10-11
Accepted Time:
2011-10-11 15:43:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912365 Evergreen Energy Inc EEE Bituminous Coal & Lignite Surface Mining (1221) 841079971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005557 Libra Advisors Llc 777 Third Avenue
27Th Floor
New York NY 10017
No No Yes No
1428697 Ranjan Tandon 777 Third Avenue
27Th Floor
New York NY 10017
No No Yes No
1507762 R.l. S.a (Luxembourg) Fund Libra 5, Rue Guillaume Kroll
Luxembourg N4 L-1882
No No Yes No
1520903 S.a.r.l. (Luxembourg) Ii Fund Libra 5, Rue Guillaume Kroll
Luxembourg N4 L-1882
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-06 65,000 $1.00 665,762 No 4 S Direct
Common Stock Disposition 2011-10-06 65,000 $1.00 665,762 No 4 S Indirect See Footnote
Common Stock Acquisiton 2011-10-07 5,200 $0.99 670,962 No 4 P Direct
Common Stock Acquisiton 2011-10-07 5,200 $0.99 670,962 No 4 P Indirect See Footnote
Common Stock Disposition 2011-10-07 5,200 $1.00 665,762 No 4 S Direct
Common Stock Disposition 2011-10-07 5,200 $1.00 665,762 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
Footnotes
  1. These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l.
  2. These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l. and may be deemed to be beneficially owned by (a) Libra Advisors, LLC by virtue of its role as the investment manager of Libra Fund II (Luxembourg) S.a r.l., (b) Libra Fund (Luxembourg) S.a r.l. by virtue of its role as the beneficial owner of Libra Fund II (Luxembourg) S.a r.l. and (c) Ranjan Tandon as the managing member of Libra Advisors, LLC.