Filing Details

Accession Number:
0001112679-11-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-05 18:33:51
Reporting Period:
2011-10-03
Filing Date:
2011-10-05
Accepted Time:
2011-10-05 18:33:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-03 1,250 $15.73 45,250 No 4 M Direct
Common Stock Disposition 2011-10-03 1,250 $42.66 44,000 No 4 S Direct
Common Stock Acquisiton 2011-10-03 1,250 $30.00 45,250 No 4 M Direct
Common Stock Disposition 2011-10-03 1,250 $42.66 44,000 No 4 S Direct
Common Stock Acquisiton 2011-10-03 1,458 $33.43 45,458 No 4 M Direct
Common Stock Disposition 2011-10-03 1,458 $42.66 44,000 No 4 S Direct
Common Stock Acquisiton 2011-10-03 1,355 $36.74 45,355 No 4 M Direct
Common Stock Disposition 2011-10-03 1,355 $42.66 44,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 1,458 $0.00 1,458 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-10-03 1,355 $0.00 1,355 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,250 2016-03-01 No 4 M Direct
28,750 2016-09-01 No 4 M Direct
42,292 2017-03-01 No 4 M Direct
40,625 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
  2. Shares sold on the open market are reported as an average sell price per share of $42.66; breakdown of shares sold and per share sale prices are as follows: 100 at $42.50; 100 at $42.54; 300 at $42.55; 300 at $42.56; 100 at $42.57; 300 at $42.59; 100 at $42.61; 1,700 at $42.62; 200 at $42.64; 113 at $42.65; 100 at $42.67; 100 at $42.71; 500 at $42.72; 300 at $42.73; 200 at $42.74; 100 at $42.77; 300 at $42.81; 100 at $42.82; 100 at $42.85 and 200 at $42.88.
  3. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  4. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.