Filing Details
- Accession Number:
- 0000950170-25-103309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-08-05 18:37:22
- Reporting Period:
- 2025-08-01
- Filing Date:
- 2025-08-05
- Accepted Time:
- 2025-08-05 18:37:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1699350 | Shoulder Innovations Inc. | SI | () | P7 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1420106 | B.v. Holding Healthcare Gilde | Stadsplateau 36 Utrecht P7 3521 AZ | No | No | No | No |
Transaction Summary
Purchased: | 100,000 shares | Avg. Price: $15.00 | Total Value: $1,500,000.00 |
Number of Shares After Transactions: | 2,380,482 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-08-01 | 1,743,156 | $0.00 | 1,743,156 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2025-08-01 | 537,326 | $0.00 | 2,280,482 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2025-08-01 | 100,000 | $15.00 | 2,380,482 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Convertible Preferred Stock | Disposition | 2025-08-01 | 33,259,424 | $0.00 | 1,743,156 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2025-08-01 | 10,252,188 | $0.00 | 537,326 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis without payment or further consideration. There was no expiration date for the shares of preferred stock.
- Held directly by Cooperatieve Gilde Healthcare V U.A. ("Gilde"). Gilde Healthcare V Management B.V. is the managing director of Gilde and has sole voting and dispositive power with respect to the shares held by Gilde. Gilde Healthcare V Management B.V. is owned by Gilde Healthcare Holding B.V. The managing partners of Gilde Healthcare Holding B.V. are Manapouri B.V. (of which Edwin de Graaf is the owner and managing director) and Martemanshurk B.V. (of which Pieter van der Meer is the owner and managing director). Geoff Pardo is a partner at Gilde and may be deemed to share voting and dispositive power with respect to the shares held of record by Gilde. Mr. Pardo disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.