Filing Details

Accession Number:
0000950170-25-098540
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-07-24 20:31:12
Reporting Period:
2025-07-24
Filing Date:
2025-07-24
Accepted Time:
2025-07-24 20:31:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1794546 Carlsmed Inc. CARL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1476171 Ii Robert Mittendorff C/O Carlsmed, Inc.
1800 Aston Ave., Suite 100
Carlsbad CA 92008
No No No No
Transaction Summary
Purchased: 1,333,333 shares Avg. Price: $15.00 Total Value: $19,999,995.00
Number of Shares After Transactions: 931,452 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-07-24 3,680,506 $0.00 3,680,506 No 4 C Indirect See footnotes
Common Stock Acquisiton 2025-07-24 1,333,333 $15.00 5,013,839 No 4 P Indirect See footnotes
Common Stock Acquisiton 2025-07-24 2,376,472 $0.00 2,376,472 No 4 C Indirect See footnotes
Common Stock Acquisiton 2025-07-24 931,452 $0.00 931,452 No 4 C Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 P Indirect See footnotes
No 4 C Indirect See footnotes
No 4 C Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2025-07-24 1,445,020 $0.00 1,445,020 $0.00
Common Stock Series C Preferred Stock Disposition 2025-07-24 2,235,486 $0.00 2,235,486 $0.00
Common Stock Series B Preferred Stock Disposition 2025-07-24 1,445,020 $0.00 1,445,020 $0.00
Common Stock Series C Preferred Stock Disposition 2025-07-24 931,452 $0.00 931,452 $0.00
Common Stock Series C Preferred Stock Disposition 2025-07-24 931,452 $0.00 931,452 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Stock had no expiration date.
  2. Shares held by B Capital Global Growth III, L.P.
  3. Shares held by B Capital Healthcare I, L.P.
  4. Shares held by Hornet Co-Invest, L.P.
  5. B Capital Group Management, LP is the manager of B Capital Global Growth III and B Capital Healthcare I. Hornet-Co-Invest Investors, Ltd. is the ultimate general partner of Hornet Co-Invest (Hornet Co-Invest, L.P., together with B Capital Healthcare I, L.P., and B Capital Global Growth III, L.P., "B Capital"). The Reporting Person is a general partner of B Capital Group Management, LP. The Reporting Person disclaims beneficial ownership of such stock, except to the extent of any pecuniary interest therein.