Filing Details
- Accession Number:
- 0000950170-25-098540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-07-24 20:31:12
- Reporting Period:
- 2025-07-24
- Filing Date:
- 2025-07-24
- Accepted Time:
- 2025-07-24 20:31:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1794546 | Carlsmed Inc. | CARL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1476171 | Ii Robert Mittendorff | C/O Carlsmed, Inc. 1800 Aston Ave., Suite 100 Carlsbad CA 92008 | No | No | No | No |
Transaction Summary
Purchased: | 1,333,333 shares | Avg. Price: $15.00 | Total Value: $19,999,995.00 |
Number of Shares After Transactions: | 931,452 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-07-24 | 3,680,506 | $0.00 | 3,680,506 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2025-07-24 | 1,333,333 | $15.00 | 5,013,839 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2025-07-24 | 2,376,472 | $0.00 | 2,376,472 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2025-07-24 | 931,452 | $0.00 | 931,452 | No | 4 | C | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2025-07-24 | 1,445,020 | $0.00 | 1,445,020 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2025-07-24 | 2,235,486 | $0.00 | 2,235,486 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2025-07-24 | 1,445,020 | $0.00 | 1,445,020 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2025-07-24 | 931,452 | $0.00 | 931,452 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2025-07-24 | 931,452 | $0.00 | 931,452 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Stock had no expiration date.
- Shares held by B Capital Global Growth III, L.P.
- Shares held by B Capital Healthcare I, L.P.
- Shares held by Hornet Co-Invest, L.P.
- B Capital Group Management, LP is the manager of B Capital Global Growth III and B Capital Healthcare I. Hornet-Co-Invest Investors, Ltd. is the ultimate general partner of Hornet Co-Invest (Hornet Co-Invest, L.P., together with B Capital Healthcare I, L.P., and B Capital Global Growth III, L.P., "B Capital"). The Reporting Person is a general partner of B Capital Group Management, LP. The Reporting Person disclaims beneficial ownership of such stock, except to the extent of any pecuniary interest therein.