Filing Details

Accession Number:
0001437749-25-023261
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-07-22 18:12:50
Reporting Period:
2025-07-21
Filing Date:
2025-07-22
Accepted Time:
2025-07-22 18:12:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499422 Rbb Bancorp RBB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185980 C Johnny Lee 1055 Wilshire Blvd
Suite 1200
Los Angeles CA 90017
President/Ceo Yes Yes No No
Transaction Summary
Number of Shares After Transactions: 9,475 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2025-07-21 5,500 $18.25 11,443 No 4 A Direct
Common Stock, No Par Value Disposition 2025-07-21 1,968 $18.25 9,475 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2025-07-21 5,500 $0.00 11,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,500 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 2,196 2,196 Direct
Common Stock Restricted Stock Units $0.00 5,282 5,282 Direct
Common Stock Performance Stock Units $0.00 12,332 12,332 Direct
Common Stock Restricted Stock Units $0.00 13,068 13,068 Direct
Common Stock Performance Stock Units $0.00 19,602 19,602 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,196 2,196 Direct
5,282 5,282 Direct
12,332 12,332 Direct
13,068 13,068 Direct
19,602 19,602 Direct
Footnotes
  1. These restricted stock units vest in three equal annual installments beginning one year after the 07/20/2023 date of grant.
  2. There will be no expiration date once restricted stock units vest.
  3. These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
  4. These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
  5. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
  6. These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant.
  7. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
  8. On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.