Filing Details
- Accession Number:
- 0001616533-25-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-07-22 16:27:55
- Reporting Period:
- 2025-07-20
- Filing Date:
- 2025-07-22
- Accepted Time:
- 2025-07-22 16:27:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Penguin Solutions Inc. | PENG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344018 | A Jack Pacheco | C/O Penguin Solutions, Inc. 1390 Mccarthy Boulevard Milpitas CA 95035 | Evp, Coo, Pres, Integrated Mem | No | Yes | No | No |
Transaction Summary
| Sold: | 63,447 shares | Avg. Price: $24.83 | Total Value: $1,575,600.31 |
| Number of Shares After Transactions: | 227,231 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2025-07-20 | 2,158 | $24.43 | 227,231 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-07-21 | 3,447 | $9.20 | 230,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-07-21 | 3,447 | $24.84 | 227,231 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2025-07-21 | 60,000 | $10.78 | 287,231 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-07-21 | 60,000 | $24.83 | 227,231 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2025-07-21 | 3,447 | $0.00 | 3,447 | $9.20 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2025-07-21 | 60,000 | $0.00 | 60,000 | $10.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2030-03-12 | No | 4 | M | Direct | |
| 0 | 2029-01-22 | No | 4 | M | Direct |
Footnotes
- Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
- This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 21, 2025.
- This transaction was executed in multiple trades at prices ranging from $24.33 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $24.25 to $25.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This option is fully vested and exercisable.
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