Filing Details
- Accession Number:
- 0001871559-25-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-07-16 17:47:13
- Reporting Period:
- 2025-07-15
- Filing Date:
- 2025-07-16
- Accepted Time:
- 2025-07-16 17:47:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1820302 | Bakkt Holdings Inc. | BKKT | Finance Services (6199) | 981550750 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1871559 | Marc D'annunzio | C/O Bakkt Holdings, Inc. 10000 Avalon Boulevard, Suite 1000 Alpharetta GA 30009 | General Counsel & Secretary | No | Yes | No | No |
Transaction Summary
| Sold: | 559 shares | Avg. Price: $18.21 | Total Value: $10,179.39 |
| Number of Shares After Transactions: | 69,248 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2025-07-15 | 559 | $18.21 | 69,248 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Bakkt Opco Units | $0.00 | 48,188 | 48,188 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 48,188 | 48,188 | Direct |
Footnotes
- Represents sale to cover tax obligations associated with the vesting of performance stock units ("PSUs").
- Includes 50,229 shares of Class A Common Stock subject to restricted stock units and PSU awards that remain subject to vesting.
- Represents incentive units of Bakkt Management LLC, which units are, subject to certain limitations, redeemable at the request of the reporting person in exchange for the indicated number of common units of Bakkt Opco Holdings, LLC "(Bakkt Opco Units") and an equal number of shares of the issuer's Class V Common Stock.
- Pursuant to the terms of an Amended and Restated Exchange Agreement dated as of May 3, 2022, subject to certain conditions, Bakkt Opco Units together with an equal number of shares of the issuer's Class V Common Stock, are exchangeable by the reporting person for shares of the issuer's Class A Common Stock on a one-for-one basis.
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