Home > Insider Trading > Filing (0000950170-25-088043)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758766	Stem Inc.	STEM	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	264466193

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1986259	Matthew Tappin	1400 Post Oak Boulevard, Suite 560 Houston TX 77056	President, Software Division	No	No	No	No

Transaction Summary

Sold:	21,987 shares	Avg. Price: $0.45	Total Value: $9,895.31
Number of Shares After Transactions:	37,458 shares

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2025-05-29	2,775	$0.00	59,445	No	4	M	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2025-05-30	1,164	$0.45	58,281	No	4	S	Direct
Common Stock, Par Value $0.0001 Per Share	Disposition	2025-06-16	20,823	$0.45	37,458	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.0001 Per Share	Restricted Stock Unit	Disposition	2025-05-29	2,775	$0.00	2,775	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
396,784			No	4	M	Direct

Footnotes

Represents shares of common stock automatically sold to cover the Reporting Person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the Reporting Person.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 18, 2025.
On July 2, 2021, the Reporting Person was granted 11,099 RSUs vesting in four equal annual installments beginning on May 2022.