Filing Details
- Accession Number:
- 0001437749-25-020794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-18 17:23:32
- Reporting Period:
- 2025-06-16
- Filing Date:
- 2025-06-18
- Accepted Time:
- 2025-06-18 17:23:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1734429 | Brian Wigginton | 5201 Interchange Way Louisville KY 40229 | Sr Vp Finance & Cao | No | Yes | No | No |
Transaction Summary
| Sold: | 10,800 shares | Avg. Price: $75.67 | Total Value: $817,236.00 |
| Number of Shares After Transactions: | 10,171 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-06-16 | 10,800 | $0.00 | 20,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-06-16 | 10,800 | $75.67 | 10,171 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2025-06-16 | 750 | $15.41 | 750 | $15.41 |
| Common Stock | Options | Disposition | 2025-06-16 | 400 | $21.21 | 400 | $21.21 |
| Common Stock | Options | Disposition | 2025-06-16 | 400 | $47.58 | 400 | $47.58 |
| Common Stock | Options | Disposition | 2025-06-16 | 2,500 | $14.85 | 2,500 | $14.85 |
| Common Stock | Options | Disposition | 2025-06-16 | 1,750 | $51.75 | 1,750 | $51.75 |
| Common Stock | Options | Disposition | 2025-06-16 | 2,500 | $45.05 | 2,500 | $45.05 |
| Common Stock | Options | Disposition | 2025-06-16 | 2,500 | $30.46 | 2,500 | $30.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-05-15 | No | 4 | M | Direct | |
| 0 | 2028-03-07 | No | 4 | M | Direct | |
| 0 | 2029-03-20 | No | 4 | M | Direct | |
| 0 | 2030-03-18 | No | 4 | M | Direct | |
| 0 | 2031-02-18 | No | 4 | M | Direct | |
| 0 | 2031-05-17 | No | 4 | M | Direct | |
| 0 | 2032-03-14 | No | 4 | M | Direct |
Footnotes
- Granted pursuant to the issuer's 2015 Equity Incentive Plan
- Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.
- The total reported in Column 5 includes the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, 5,948 restricted stock units, and 4,223 shares of common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35.
- The total reported in Column 5 includes the reporting person's 5,948 restricted stock units, and 4,223 shares of common stock.
Billionaire Hedge Funds
