Filing Details
- Accession Number:
- 0001437749-25-020343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-13 18:26:29
- Reporting Period:
- 2025-06-11
- Filing Date:
- 2025-06-13
- Accepted Time:
- 2025-06-13 18:26:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1794878 | Graham Purdy | 5201 Interchange Way Louisville KY 40229 | President And Ceo | Yes | Yes | No | No |
Transaction Summary
| Sold: | 51,400 shares | Avg. Price: $74.97 | Total Value: $3,853,546.00 |
| Number of Shares After Transactions: | 227,466 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-06-11 | 30,000 | $0.00 | 257,466 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-06-11 | 30,000 | $75.03 | 227,466 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2025-06-12 | 21,400 | $0.00 | 248,866 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-06-12 | 21,400 | $74.89 | 227,466 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2025-06-11 | 8,900 | $21.21 | 8,900 | $21.21 |
| Common Stock | Options | Disposition | 2025-06-11 | 5,500 | $47.58 | 5,500 | $47.58 |
| Common Stock | Options | Disposition | 2025-06-11 | 9,000 | $51.75 | 9,000 | $51.75 |
| Common Stock | Options | Disposition | 2025-06-11 | 12,000 | $30.46 | 12,000 | $30.46 |
| Common Stock | Options | Disposition | 2025-06-12 | 5,000 | $15.41 | 5,000 | $15.41 |
| Common Stock | Options | Disposition | 2025-06-12 | 11,000 | $14.85 | 11,000 | $14.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-03-07 | No | 4 | M | Direct | |
| 0 | 2029-03-20 | No | 4 | M | Direct | |
| 0 | 2031-02-18 | No | 4 | M | Direct | |
| 0 | 2032-03-14 | No | 4 | M | Direct | |
| 0 | 2027-05-17 | No | 4 | M | Direct | |
| 0 | 2030-03-18 | No | 4 | M | Direct |
Footnotes
- Granted pursuant to the issuer's 2015 Equity Incentive Plan
- Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
- The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- The reported transaction involved the reporting person's 8,900 options for stock units granted under Turning Point Brand's, Inc.'s 2015 Equity Incentive Plan, which exercise was completed over June 11, 2025 and June 12, 2025.
- The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.
- The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans. The total reported in Column 5 includes 34,011 restricted stock units and 223,455 shares of common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $75.82.
- The reported transaction involved the reporting person's exercise of 21,400 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan, as detailed in Table II.
- The reported transaction involved the reporting person's exercise of 21,400 options for stock units granted under Turning Point Brands, Inc,'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 34,011 restricted stock units and 214,855 shares of common stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.72 to $75.79.
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