Filing Details
- Accession Number:
- 0001647639-25-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-13 17:30:35
- Reporting Period:
- 2025-06-11
- Filing Date:
- 2025-06-13
- Accepted Time:
- 2025-06-13 17:30:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1647639 | Upstart Holdings Inc. | UPST | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558259 | Scott Darling | C/O Upstart Holdings, Inc. 2950 S. Delaware Street, Suite 410 San Mateo CA 94403 | Chief Legal Officer | No | Yes | No | No |
Transaction Summary
Sold: | 3,000 shares | Avg. Price: $60.00 | Total Value: $180,000.00 |
Number of Shares After Transactions: | 137,014 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-06-11 | 3,000 | $13.22 | 140,014 | No | 4 | M | Direct | |
Common Stock | Disposition | 2025-06-11 | 3,000 | $60.00 | 137,014 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2025-06-11 | 3,000 | $13.22 | 3,000 | $13.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
220,527 | 2032-12-31 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.
- Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.