Filing Details

Accession Number:
0001144204-11-056069
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-03 16:48:49
Reporting Period:
2011-09-29
Filing Date:
2011-10-03
Accepted Time:
2011-10-03 16:48:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1324948 Rbc Bearings Inc ROLL Ball & Roller Bearings (3562) 954372080
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256523 R Richard Crowell 102 Willenbrock Road
One Tribology Center
Oxford CT US 06478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-29 2,500 $15.33 46,260 No 4 M Direct
Common Stock Acquisiton 2011-09-29 2,500 $21.03 48,760 No 4 M Direct
Common Stock Acquisiton 2011-09-29 1,667 $20.37 50,427 No 4 M Direct
Common Stock Disposition 2011-09-29 6,667 $33.61 43,760 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2011-09-29 2,500 $15.33 2,500 $15.33
Common Stock Option to Purchase Common Stock Disposition 2011-09-29 2,500 $21.03 2,500 $21.03
Common Stock Option to purchase Common Stock Disposition 2011-09-29 1,667 $20.37 2,500 $20.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-11-08 2015-11-08 No 4 M Direct
0 2007-07-13 2013-07-13 No 4 M Direct
833 2009-11-11 2015-11-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $31.91 2009-02-12 2015-02-12 2,500 2,500 Direct
Common Stock Option to Purchase Common Stock $22.73 2010-11-16 2016-11-16 2,500 2,500 Direct
Common Stock Option to purchase common stock $39.16 2012-07-07 2018-07-07 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-02-12 2,500 2,500 Direct
2016-11-16 2,500 2,500 Direct
2018-07-07 2,500 2,500 Direct
Footnotes
  1. Options to purchase shares of common stock are subject to the following vesting schedule: 1/5 vest on 2/12/09, 1/5 vest on 2/12/10, 1/5 vest on 2/12/11, 1/5 vest on 2/12/12 and 1/5 vest on 2/12/13.
  2. 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 2/12/12 and 1/2 lapse on 2/12/13. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  3. Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 11/11/09, 1/3 vest on 11/11/10 and 1/3 vest on 11/11/11.
  4. 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 11/11/11. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  5. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/3 vest on 11/16/2010, 1/3 vest on 11/16/2011 and 1/3/ vest on 11/16/2012
  6. 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 11/16/2011 and 1/2 lapse on 11/16/2012. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  7. 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 lapse on 7/7/2012, 1/3 lapse on 7/7/2013 and 1/3 lapse on 7/7/2014. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  8. Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 7/7/2012, 1/3 vest on 7/7/2013 and 1/3 vest on 7/7/2014.