Filing Details

Accession Number:
0001181431-11-051096
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-03 16:11:49
Reporting Period:
2011-09-30
Filing Date:
2011-10-03
Accepted Time:
2011-10-03 16:11:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1066254 Ecb Bancorp Inc ECBE State Commercial Banks (6022) 562090738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182744 Jr T Joseph Lamb Po Box 337
Englehard NC 27824
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-30 1,000 $12.00 39,208 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,067 Indirect By Spouse
Common Stock 700 Indirect As custodian for grandchild
Common Stock 2,200 Indirect By: Paula Ann Corporation
Common Stock 3,200 Indirect By: Lake Drive Corporation
Common Stock 3,525 Indirect By: Zee R. Rochelle Inc.
Common Stock 3,100 Indirect By: Lamb Family LLC
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.
  3. Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.