Filing Details
- Accession Number:
- 0000929638-25-002210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-10 16:11:18
- Reporting Period:
- 2025-06-06
- Filing Date:
- 2025-06-10
- Accepted Time:
- 2025-06-10 16:11:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1876042 | Circle Internet Group Inc. | CRCL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491503 | Quan Zhou | Room 5505, 55/F, The Center 99 Queen'S Road, Central Hong Kong K3 00000 | No | No | No | No | |
1545806 | Sing Chi Ho | Room 5505, 55/F, The Center 99 Queen'S Road, Central Hong Kong K3 00000 | No | No | No | No | |
1649611 | Ltd. Associates Iii Gp Fund Capital China Idg | Room 5505, 55/F, The Center 99 Queen'S Road, Central Hong Kong K3 00000 | No | No | No | No | |
1846013 | Ltd. Associates Ii Gp Capital China Idg-Accel | Room 5505, 55/F, The Center 99 Queen'S Road, Central Hong Kong K3 00000 | No | No | No | No | |
2068938 | Ltd Capital Xi Chuang | Room 5505, 55/F, The Center 99 Queen'S Road, Central Hong Kong K3 00000 | No | No | No | No | |
2068940 | Ltd Palace Wide | Room 5505, 55/F, The Center 99 Queen'S Road, Central Hong Kong K3 00000 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-06-06 | 6,908,404 | $0.00 | 6,908,404 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2025-06-06 | 1,690,306 | $0.00 | 8,598,710 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2025-06-06 | 9,548,476 | $0.00 | 10,979,473 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2025-06-06 | 3,696,857 | $0.00 | 14,676,330 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2025-06-06 | 859,871 | $29.30 | 7,738,839 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2025-06-06 | 1,467,633 | $29.30 | 13,208,697 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series C Preferred Stock | Disposition | 2025-06-06 | 6,908,404 | $0.00 | 6,908,404 | $0.00 |
Class A Common Stock | Series D Preferred Stock | Disposition | 2025-06-06 | 1,690,306 | $0.00 | 1,690,306 | $0.00 |
Class A Common Stock | Series D Preferred Stock | Disposition | 2025-06-06 | 9,548,476 | $0.00 | 9,548,476 | $0.00 |
Class A Common Stock | Series E Preferred Stock | Disposition | 2025-06-06 | 3,696,857 | $0.00 | 3,696,857 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct | ||
0 | No | 4 | J | Indirect | ||
0 | No | 4 | J | Indirect |
Footnotes
- The Series C Preferred Stock was convertible into Class A Common Stock on a one-for-one basis and had no expiration date. The Issuer's Amended and Restated Certificate of Incorporation (the "Amended and Restated Certificate of Incorporation") became effective immediately prior to the closing of the Issuer's initial public offering, pursuant to which, each share of Series C Preferred Stock that was outstanding as of immediately prior to that time was automatically reclassified, on a one-for-one basis, into a share of Class A Common Stock in a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16b-7 thereunder.
- The Series D Preferred Stock was convertible into Class A Common Stock on a one-for-one basis and had no expiration date. Each share of Series D Preferred Stock that was outstanding immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation was automatically reclassified, on a one-for-one basis, into a share of Class A Common Stock in a reclassification exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-7.
- The Series E Preferred Stock was convertible into Class A Common Stock on a one-for-one basis and had no expiration date. Each share of Series E Preferred Stock that was outstanding immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation was automatically reclassified, on a one-for-one basis, into a share of Class A Common Stock in a reclassification exempt from Section 16(b) of the Exchange Act pursuant to Rule 16b-7.
- These securities are directly held by Chuang Xi Capital Limited ("Chuang Xi") and may be deemed to be indirectly beneficially owned by the other reporting persons. IDG-Accel China Capital GP II Associates Ltd. ("IDG Capital II GP") is the ultimate general partner of the holding entities of Chuang Xi. Chi Sing Ho and Quan Zhou are directors and shareholders of IDG Capital II GP.
- These securities are directly held by Wide Palace Limited ("Wide Palace") and may be deemed to be indirectly beneficially owned by the other reporting persons. IDG China Capital Fund GP III Associates Ltd. ("IDG Capital III GP") is the ultimate general partner of the holding entities of Wide Palace. Chi Sing Ho and Quan Zhou are directors and shareholders of IDG Capital III GP.
- These securities were sold in the secondary offering which occurred in conjunction with the Issuer's initial public offering at a price per share of $29.295. This amount represents the initial public offering price of $31.00 per share less the underwriting discount of $1.705 per share.
- Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities covered by this statement.