Filing Details
- Accession Number:
- 0001213900-25-052788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-09 20:50:19
- Reporting Period:
- 2024-11-01
- Filing Date:
- 2025-06-09
- Accepted Time:
- 2025-06-09 20:50:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786108 | Trinity Capital Inc. | TRIN | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796067 | E. Ronald Estes | C/O Trinity Capital Inc. 1 N. 1St Street, Suite 302 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-01 | 300 | $13.50 | 25,636 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-06-05 | 1,000 | $14.35 | 26,636 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,837 | Indirect | By The Estes Revocable Trust, dated January 12, 1990 |
Footnotes
- Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.
- Amended filing to correct a scrivener's error in the Form 4, filed on November 4, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported that Mr. Estes acquired 500 shares at the price of $13.50, and this amended Form 4 corrects the reporting to reflect the correct number of shares acquired in that transaction and the correct amount of shares beneficially owned following the reported transaction. All other information in the Original Form 4 remains accurate and unchanged.