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Filing Details

Accession Number:: 0001213900-25-052655
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-06-09 16:44:10
Reporting Period:: 2025-06-05

Filing Date:: 2025-06-09
Accepted Time:: 2025-06-09 16:44:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
879911	Applied Energetics Inc.	AERG	Search, Detection, Navagation, Guidance, Aeronautical Sys (3812)	770262908

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1953387	Wayne Christopher Donaghey	C/O Applied Energetics, Inc. 9070 S. Rita Road, Suite 1500 Tucson AZ 85747	President & Ceo/Principal Ao	No	Yes	No	No

Transaction Summary

Sold:	10,000 shares	Avg. Price: $2.33	Total Value: $23,300.00
Number of Shares After Transactions:	141,027 shares

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2025-06-05	10,000	$2.33	141,027	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.001 Per Share	Incentive Stock Options	$0.78		1,000,000	1,000,000	Direct
Common Stock, Par Value $.001 Per Share	Non-Statutory Stock Options	$0.35	2029-04-29	150,000	150,000	Direct
Common Stock, Par Value $.001 Per Share	Non-Statutory Stock Options	$0.61	2031-05-12	200,000	200,000	Direct
Common Stock, Par Value $.001 Per Share	Incentive Stock Options	$2.36	2032-07-13	1,000,000	1,000,000	Direct
Common Stock, Par Value $.001 Per Share	Restricted Stock Units	$0.00		200,000	200,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,000,000	1,000,000	Direct
2029-04-29	150,000	150,000	Direct
2031-05-12	200,000	200,000	Direct
2032-07-13	1,000,000	1,000,000	Direct
	200,000	200,000	Direct

Footnotes

Sale price reflects the weighted average price of multiple trades executed at prices ranging from $2.16 to $2.43, on June 17, 2024. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 500,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
These RSUs vest in equal annual instalments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price.