Filing Details

Accession Number:
0001214659-25-008958
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-06-06 21:00:09
Reporting Period:
2025-06-04
Filing Date:
2025-06-06
Accepted Time:
2025-06-06 21:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102109 Universal Security Instruments Inc UUU Wholesale-Electronic Parts & Equipment, Nec (5065) 520898545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212502 Iii C Milton Ault 11411 Southern Highlands Parkway
Suite 190
Las Vegas NV 89141
No No No No
1734770 Ault & Company, Inc. 11411 Southern Highlands Parkway
Suite 190
Las Vegas NV 89141
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-06-04 5,000 $3.02 8,725 No 4 P Indirect By Ault Lending LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Ault Lending LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By Alpha Structured Finance LP
Common Stock 239,245 Indirect By Ault & Company, Inc.
Footnotes
  1. This Form 4 is filed jointly by Ault & Company, Inc. ("Ault & Co.") and Milton C. Ault, III (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
  3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
  4. Includes the 8,725 shares owned by Ault Lending and the 5,000 shares owned by Alpha Fund.
  5. Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.