Filing Details

Accession Number:
0001437749-25-019745
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-06-06 18:41:47
Reporting Period:
2025-06-05
Filing Date:
2025-06-06
Accepted Time:
2025-06-06 18:41:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499422 Rbb Bancorp RBB State Commercial Banks (6022) 272776416
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1957237 Gary Fan 1055 Wilshire Blvd
Suite 1200
Los Angeles CA 90017
Evp/Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Disposition 2025-06-05 1,451 $16.73 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2025-05-08 4,356 $0.00 4,356 $0.00
Common Stock Performance Stock Units Acquisiton 2025-05-08 6,534 $0.00 6,534 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,356 No 4 A Direct
6,534 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Stock Options Options $21.17 2032-12-20 18,000 18,000 Direct
Common Stock Restricted Stock Units $0.00 2,022 2,022 Direct
Common Stock Restricted Stock Units $0.00 2,629 2,629 Direct
Common Stock Performance Stock Units $0.00 5,916 5,916 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-12-20 18,000 18,000 Direct
2,022 2,022 Direct
2,629 2,629 Direct
5,916 5,916 Direct
Footnotes
  1. These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
  2. These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
  3. There will be no expiration date once restricted stock units vest.
  4. These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
  5. These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
  6. These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant.
  7. Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
  8. On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock.