Filing Details
- Accession Number:
- 0001562180-25-004523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-05 18:38:34
- Reporting Period:
- 2025-06-05
- Filing Date:
- 2025-06-05
- Accepted Time:
- 2025-06-05 18:38:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1907321 | Christian Follmann | C/O Hercules Capital, Inc. 1 North B Street, Suite 2000 San Mateo CA 94401 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2025-06-05 | 395 | $17.83 | 120,556 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2025-06-05 | 395 | $17.83 | 121,212 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 350 | Indirect | By Spouse |
Footnotes
- Includes 261 dividend reinvestment shares acquired on May 20, 2025.