Filing Details

Accession Number:
0001437749-25-019589
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-06-05 17:56:09
Reporting Period:
2025-06-04
Filing Date:
2025-06-05
Accepted Time:
2025-06-05 17:56:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1660246 Lawrence Wexler 5201 Interchange Way
Louisville KY 40229
Yes No No No
Transaction Summary
Sold: 15,000 shares Avg. Price: $74.61 Total Value: $1,119,150.00
Number of Shares After Transactions: 355,186 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-06-04 15,000 $74.61 355,186 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $51.75 2031-02-18 15,900 15,900 Direct
Common Stock Options $14.85 2030-03-18 20,000 20,000 Direct
Common Stock Options $47.58 2029-03-20 35,500 35,500 Direct
Common Stock Options $21.21 2028-03-07 26,500 26,500 Direct
Common Stock Options $15.41 2027-05-17 16,819 16,819 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-02-18 15,900 15,900 Direct
2030-03-18 20,000 20,000 Direct
2029-03-20 35,500 35,500 Direct
2028-03-07 26,500 26,500 Direct
2027-05-17 16,819 16,819 Direct
Footnotes
  1. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
  2. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
  3. Granted pursuant to the issuer's 2015 Equity Incentive Plan.
  4. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
  5. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
  6. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.21 to $75.00.
  8. The total reported in Column 5 includes 3,352 restricted stock units and 351,834 shares of common stock