Filing Details

Accession Number:
0001104659-25-056851
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-06-05 16:20:07
Reporting Period:
2025-06-03
Filing Date:
2025-06-05
Accepted Time:
2025-06-05 16:20:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819576 Liquidia Corp LQDA Pharmaceutical Preparations (2834) 851710962
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1832592 Scott Moomaw 419 Davis Drive, Suite 100
Morrisville NC 27560
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-06-03 15,539 $0.00 231,577 No 4 M Direct
Common Stock Disposition 2025-06-04 6,656 $16.97 224,921 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Units Disposition 2025-06-03 15,539 $0.00 15,539 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,184 No 4 M Direct
Footnotes
  1. Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
  2. On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter and (B) the first commercial sale of YUTREPIA by the Issuer. Of those PSUs, a total of 15,539 have vested through June 3, 2025.
  3. Includes (i) 36,458 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,184 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
  4. These shares were sold to cover taxes associated with the settlement of PSUs that were initially granted to the Reporting Person on January 11, 2024.
  5. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.