Filing Details

Accession Number:
0001214659-25-008767
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-06-03 16:30:34
Reporting Period:
2025-05-30
Filing Date:
2025-06-03
Accepted Time:
2025-06-03 16:30:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
102109 Universal Security Instruments Inc UUU Wholesale-Electronic Parts & Equipment, Nec (5065) 520898545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212502 Iii C Milton Ault 11411 Southern Highlands Parkway
Suite 190
Las Vegas NV 89141
No No No No
Transaction Summary
Purchased: 5,000 shares Avg. Price: $2.39 Total Value: $11,968.50
Number of Shares After Transactions: 5,000 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-05-30 5,000 $2.39 5,000 No 4 P Indirect By Alpha Structured Finance LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Alpha Structured Finance LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 229,245 Indirect By Ault & Company, Inc.
Footnotes
  1. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3937. The range of purchase prices on the transaction date was $2.928 to $2.3938 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  3. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
  4. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.