Filing Details
- Accession Number:
- 0001214659-25-008767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-06-03 16:30:34
- Reporting Period:
- 2025-05-30
- Filing Date:
- 2025-06-03
- Accepted Time:
- 2025-06-03 16:30:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
102109 | Universal Security Instruments Inc | UUU | Wholesale-Electronic Parts & Equipment, Nec (5065) | 520898545 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212502 | Iii C Milton Ault | 11411 Southern Highlands Parkway Suite 190 Las Vegas NV 89141 | No | No | No | No |
Transaction Summary
Purchased: | 5,000 shares | Avg. Price: $2.39 | Total Value: $11,968.50 |
Number of Shares After Transactions: | 5,000 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-05-30 | 5,000 | $2.39 | 5,000 | No | 4 | P | Indirect | By Alpha Structured Finance LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Alpha Structured Finance LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 229,245 | Indirect | By Ault & Company, Inc. |
Footnotes
- The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3937. The range of purchase prices on the transaction date was $2.928 to $2.3938 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.