Filing Details
- Accession Number:
- 0001209191-11-049510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-30 17:13:20
- Reporting Period:
- 2011-09-29
- Filing Date:
- 2011-09-30
- Accepted Time:
- 2011-09-30 17:13:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1262039 | Fortinet Inc | FTNT | Computer Peripheral Equipment, Nec (3577) | 770560389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218470 | A Kenneth Goldman | C/O Fortinet, Inc. 1090 Kifer Road Sunnyvale CA 94086 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-29 | 4,000 | $3.74 | 4,000 | No | 4 | M | Indirect | See footnote |
| Common Stock | Disposition | 2011-09-29 | 3,900 | $16.57 | 100 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2011-09-29 | 100 | $17.26 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-09-29 | 4,000 | $0.00 | 4,000 | $3.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,000 | 2016-01-28 | No | 4 | M | Indirect |
Footnotes
- The securities are held directly by G.V. Partners, L.P. for which the Reporting Person serves as the managing member.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2010.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $16.14 to $17.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One-fourth of the shares subject to the option vested on January 28, 2010 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
