Filing Details

Accession Number:
0001641172-25-012792
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-29 08:30:38
Reporting Period:
2025-05-27
Filing Date:
2025-05-29
Accepted Time:
2025-05-29 08:30:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
81955 Rand Capital Corp RAND () 160961359
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1792912 Samuel Adam Gusky C/O Rand Capital Corporation
14 Lafayette Square, Suite 1405
Buffalo NY 14203
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-05-27 200 $15.75 32,504 No 4 P Indirect By LLC
Common Stock Acquisiton 2025-05-28 12 $16.00 32,516 No 4 P Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LLC
No 4 P Indirect By LLC
Footnotes
  1. Includes 4,210 shares of the Issuer acquired in connection with the $4.20 per share dividend declared by the Board of Directors of the Issuer on December 5, 2024, which was payable in cash or shares of common stock at the election of stockholders, subject to the limitation that no more than 20% of the total dividend amount would be paid in cash.
  2. These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.