Filing Details

Accession Number:
0001213900-25-047511
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-23 21:30:24
Reporting Period:
2025-05-21
Filing Date:
2025-05-23
Accepted Time:
2025-05-23 21:30:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1979414 Neonc Technologies Holdings Inc. NTHI Pharmaceutical Preparations (2834) 921954864
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1998682 C Thomas Chen 23975 Sorrento Park
Suite 205
Calabasas CA 91302
Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-05-21 2,759 $7.25 548,959 No 4 P Direct
Common Stock Acquisiton 2025-05-22 2,709 $7.38 551,668 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 261,242 Indirect By HCWG LLC.
Common Stock 888,148 Indirect By NeuCen Biomedical Co. Ltd.
Common Stock 2,833,961 Indirect By TR Chen Third Family Limited Partnership.
Common Stock 93,253 Indirect By Tien Duan Chen Trust.
Footnotes
  1. The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices.
  2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.181 to $7.25 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  3. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
  4. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $7.4899 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  5. Such shares represent only Reporting Person's percentage interest in HCWG LLC.
  6. Shares held by NeuCen Biomedical Co. Ltd. ("NeuCen"). NeuCen is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
  7. Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.