Filing Details

Accession Number:
0001209191-11-049432
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-29 20:02:26
Reporting Period:
2011-09-28
Filing Date:
2011-09-29
Accepted Time:
2011-09-29 20:02:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866787 Autozone Inc AZO Retail-Auto & Home Supply Stores (5531) 621482048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
923727 Esl Partners, L.p. 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1126396 Esl Investments Inc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1183200 S Edward Lampert 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249797 Rbs Investment Management Llc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249801 Esl Institutional Partners Lp 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249806 Esl Investors Llc 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
Transaction Summary
Sold: 69,614 shares Avg. Price: $325.29 Total Value: $22,644,867.73
Number of Shares After Transactions: 2,863,178 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 3,401 $323.93 5,218,089 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 14,645 $325.26 5,203,444 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 3,834 $325.78 5,199,610 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 4,960 $325.32 5,194,650 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 7,245 $326.03 5,187,405 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 2,139 $323.93 1,763,089 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 9,208 $325.26 1,753,881 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 2,411 $325.78 1,751,470 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 379 $325.32 1,751,091 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 553 $326.03 1,750,538 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 1 $323.93 1,252 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 5 $325.26 1,247 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 1 $325.78 1,246 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 1 $325.32 1,245 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 1 $326.03 1,244 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 2,607 $323.93 2,881,401 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 11,227 $325.26 2,870,174 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-28 2,939 $325.78 2,867,235 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 1,649 $325.32 2,865,586 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-09-29 2,408 $326.03 2,863,178 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 2,000,000 Indirect See Footnotes
Footnotes
  1. This price represents the approximate weighted average price per share of common stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $323.40 to $324.25 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. These Shares are held by ESL Partners, L.P. ("Partners").
  3. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), Institutional, RBS Partners, L.P. ("RBS"), RBS Investment Management, L.L.C. ("RBSIM"), Partners and Investors. RBS is the general partner of Partners and the managing member of Investors. RBSIM is the general partner of Institutional. Investments is the general partner of RBS and Acres and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
  4. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $324.51 to $325.50 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  5. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $325.51 to $326.02 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  6. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $325.00 to $325.99 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  7. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $326.00 to $326.42 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  8. These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors").
  9. These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
  10. These Shares are held by Edward S. Lampert.
  11. These Shares are held by Acres Partners, L.P. ("Acres").