Filing Details
- Accession Number:
- 0001437749-25-018249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-23 08:10:14
- Reporting Period:
- 2025-05-21
- Filing Date:
- 2025-05-23
- Accepted Time:
- 2025-05-23 08:10:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1901637 | Uscb Financial Holdings Inc. | USCB | State Commercial Banks (6022) | 874070846 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1916660 | Luis Aguilera La De | C/O Uscb Financial Holdings, Inc. 2301 N.w. 87Th Avenue Doral FL 33172 | President And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 30,000 shares | Avg. Price: $16.74 | Total Value: $502,200.00 |
Number of Shares After Transactions: | 238,974 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Voting Common Stock | Acquisiton | 2025-05-21 | 5,000 | $7.50 | 243,974 | No | 4 | M | Direct | |
Class A Voting Common Stock | Disposition | 2025-05-21 | 5,000 | $16.94 | 238,974 | No | 4 | S | Direct | |
Class A Voting Common Stock | Acquisiton | 2025-05-22 | 25,000 | $7.50 | 263,974 | No | 4 | M | Direct | |
Class A Voting Common Stock | Disposition | 2025-05-22 | 25,000 | $16.70 | 238,974 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2025-05-21 | 5,000 | $0.00 | 40,000 | $7.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2025-05-22 | 25,000 | $0.00 | 35,000 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,000 | 2017-04-01 | 2026-04-01 | No | 4 | M | Direct |
10,000 | 2017-04-01 | 2026-04-01 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $11.35 | 2020-09-23 | 2029-09-23 | 40,000 | 40,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $12.05 | 2022-09-27 | 2031-09-27 | 160,000 | 160,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-09-23 | 40,000 | 40,000 | Direct |
2031-09-27 | 160,000 | 160,000 | Direct |
Footnotes
- Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.85, inclusive.
- The stock options vested at the rate of 25% per year commencing on April 1, 2017.
- The stock options vested at the rate of one-third per year commencing on September 23, 2020.
- The stock options vested at the rate of one-third per year commencing on September 27, 2022.