Filing Details

Accession Number:
0001437749-25-018249
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-23 08:10:14
Reporting Period:
2025-05-21
Filing Date:
2025-05-23
Accepted Time:
2025-05-23 08:10:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1901637 Uscb Financial Holdings Inc. USCB State Commercial Banks (6022) 874070846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1916660 Luis Aguilera La De C/O Uscb Financial Holdings, Inc.
2301 N.w. 87Th Avenue
Doral FL 33172
President And Ceo Yes Yes No No
Transaction Summary
Sold: 30,000 shares Avg. Price: $16.74 Total Value: $502,200.00
Number of Shares After Transactions: 238,974 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Voting Common Stock Acquisiton 2025-05-21 5,000 $7.50 243,974 No 4 M Direct
Class A Voting Common Stock Disposition 2025-05-21 5,000 $16.94 238,974 No 4 S Direct
Class A Voting Common Stock Acquisiton 2025-05-22 25,000 $7.50 263,974 No 4 M Direct
Class A Voting Common Stock Disposition 2025-05-22 25,000 $16.70 238,974 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2025-05-21 5,000 $0.00 40,000 $7.50
Common Stock Stock Option (Right to Buy) Disposition 2025-05-22 25,000 $0.00 35,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,000 2017-04-01 2026-04-01 No 4 M Direct
10,000 2017-04-01 2026-04-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $11.35 2020-09-23 2029-09-23 40,000 40,000 Direct
Common Stock Stock Option (Right to Buy) $12.05 2022-09-27 2031-09-27 160,000 160,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-09-23 40,000 40,000 Direct
2031-09-27 160,000 160,000 Direct
Footnotes
  1. Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.85, inclusive.
  4. The stock options vested at the rate of 25% per year commencing on April 1, 2017.
  5. The stock options vested at the rate of one-third per year commencing on September 23, 2020.
  6. The stock options vested at the rate of one-third per year commencing on September 27, 2022.