Filing Details

Accession Number:
0001704711-25-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-22 18:56:28
Reporting Period:
2025-05-20
Filing Date:
2025-05-22
Accepted Time:
2025-05-22 18:56:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1916187 W Cynthia Williams C/O Funko, Inc
2802 Wetmore Avenue
Everett WA 98201
Chief Executive Officer Yes Yes No No
Transaction Summary
Sold: 47,457 shares Avg. Price: $3.94 Total Value: $187,000.11
Number of Shares After Transactions: 94,945 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2025-05-20 32,100 $0.00 46,100 No 4 M Direct
Class A Common Stock Disposition 2025-05-21 13,331 $3.97 32,769 No 4 S Direct
Class A Common Stock Acquisiton 2025-05-20 96,302 $0.00 129,071 No 4 M Direct
Class A Common Stock Disposition 2025-05-21 34,126 $3.93 94,945 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2025-05-20 32,100 $0.00 32,100 $0.00
Class A Common Stock Restricted Stock Units Disposition 2025-05-20 96,302 $0.00 96,302 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
64,202 No 4 M Direct
288,906 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
  2. Shares were sold to cover taxes upon the vesting of RSUs on May 20, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in September 10, 2024.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.83 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. On May 20, 2024, the Reporting Person was granted 96,302 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
  6. On May 20, 2024, the Reporting Person was granted 385,208 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.