Filing Details
- Accession Number:
- 0001704711-25-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-22 18:56:28
- Reporting Period:
- 2025-05-20
- Filing Date:
- 2025-05-22
- Accepted Time:
- 2025-05-22 18:56:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1916187 | W Cynthia Williams | C/O Funko, Inc 2802 Wetmore Avenue Everett WA 98201 | Chief Executive Officer | Yes | Yes | No | No |
Transaction Summary
Sold: | 47,457 shares | Avg. Price: $3.94 | Total Value: $187,000.11 |
Number of Shares After Transactions: | 94,945 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-05-20 | 32,100 | $0.00 | 46,100 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2025-05-21 | 13,331 | $3.97 | 32,769 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2025-05-20 | 96,302 | $0.00 | 129,071 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2025-05-21 | 34,126 | $3.93 | 94,945 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2025-05-20 | 32,100 | $0.00 | 32,100 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2025-05-20 | 96,302 | $0.00 | 96,302 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
64,202 | No | 4 | M | Direct | ||
288,906 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- Shares were sold to cover taxes upon the vesting of RSUs on May 20, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in September 10, 2024.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.83 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- On May 20, 2024, the Reporting Person was granted 96,302 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- On May 20, 2024, the Reporting Person was granted 385,208 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.