Filing Details
- Accession Number:
- 0001437749-25-018039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-21 20:09:33
- Reporting Period:
- 2025-05-19
- Filing Date:
- 2025-05-21
- Accepted Time:
- 2025-05-21 20:09:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1996210 | Blum Holdings Inc. | BLMH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1876882 | D Sabas Carrillo | 11516 Downey Ave Downey CA 90241 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-05-19 | 500 | $0.83 | 88,287 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-05-19 | 1,170 | $0.84 | 89,457 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-05-20 | 520 | $0.82 | 89,977 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-05-20 | 420 | $0.84 | 90,397 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-05-21 | 100 | $0.80 | 90,497 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-05-21 | 100 | $0.84 | 90,597 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-05-21 | 200 | $0.87 | 90,797 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,932,154 | Indirect | Adnant, LLC |
Series V Preferred Stock | 3,571,429 | Indirect | Adnant, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | $0.46 | 2024-12-30 | 2027-12-31 | 595,238 | 595,238 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-12-31 | 595,238 | 595,238 | Indirect |
Footnotes
- Purchase of common stock on the open market pursuant to the Board approval.
- Reporting Person is the CEO and managing member of Adnant, LLC.
- Each share of Series V Preferred Stock is convertible at the option of the holder into 1/3 of a share of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into Common Stock on the fourth anniversary of the issuance date.