Filing Details
- Accession Number:
- 0001214659-25-008201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-21 19:11:24
- Reporting Period:
- 2025-05-19
- Filing Date:
- 2025-05-21
- Accepted Time:
- 2025-05-21 19:11:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Royalty Corp | XOMA | Pharmaceutical Preparations (2834) | 522154066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575933 | Owen Hughes | C/O Xoma Royalty Corporation 2200 Powell Street, Suite 310 Emeryville CA 94608 | Chief Executive Officer | No | No | No | No |
Transaction Summary
Sold: | 25,637 shares | Avg. Price: $25.38 | Total Value: $650,667.06 |
Number of Shares After Transactions: | 62,701 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-05-19 | 53,359 | $0.00 | 88,338 | No | 4 | M | Direct | |
Common Stock | Disposition | 2025-05-20 | 25,637 | $25.38 | 62,701 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units | Disposition | 2025-05-19 | 53,359 | $0.00 | 53,359 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
168,281 | 2026-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 295 | Indirect | By 401(k) Plan |
Depository Shares - 8.375% Series B Cumulative Stock | 2,000 | Direct |
Footnotes
- Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
- The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $25.34 to $25.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.