Filing Details
- Accession Number:
- 0001736297-25-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-05-21 18:43:29
- Reporting Period:
- 2025-05-19
- Filing Date:
- 2025-05-21
- Accepted Time:
- 2025-05-21 18:43:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1736297 | Astera Labs Inc. | ALAB | Semiconductors & Related Devices (3674) | 823437062 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1998053 | Jitendra Mohan | C/O Astera Labs, Inc. 2901 Tasman Drive, Suite 205 Santa Clara CA 95054 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2025-05-19 | 21,375 | $90.02 | 4,371,128 | No | 4 | S | Indirect | By Living Trust |
Common Stock | Disposition | 2025-05-19 | 21,375 | $90.02 | 791,125 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2025-05-19 | 21,375 | $90.02 | 791,125 | No | 4 | S | Indirect | By 2021 Trust 1 |
Common Stock | Disposition | 2025-05-19 | 21,375 | $90.02 | 791,125 | No | 4 | S | Indirect | By 2021 Trust 2 |
Common Stock | Disposition | 2025-05-19 | 21,375 | $90.02 | 541,125 | No | 4 | S | Indirect | By 2022 Trust 1 |
Common Stock | Disposition | 2025-05-19 | 21,375 | $90.02 | 541,125 | No | 4 | S | Indirect | By 2022 Trust 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Living Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By 2021 Trust 1 |
No | 4 | S | Indirect | By 2021 Trust 2 |
No | 4 | S | Indirect | By 2022 Trust 1 |
No | 4 | S | Indirect | By 2022 Trust 2 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,262,318 | Direct |
Footnotes
- The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2024.
- The price reported in Column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions in bulk with 3,420 shares sold at prices rangingfrom $87.2900 to $88.2800, 4,870 shares sold at prices ranging from $88.3600 to $89.3500, 80,708 shares sold at prices ranging from $89.3800 to $90.3700 and 39,252 shares sold at prices ranging from $90.3800 to $90.9300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These shares are owned directly by a living trust (the "Living Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to theextent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for anyother purpose.
- These shares are owned directly by an estate planning trust (the "Trust"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interesttherein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are owned directly by an estate planning trust (the "2021 Trust 1"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities,except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section16 or for any other purpose.
- These shares are owned directly by an estate planning trust (the "2021 Trust 2"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities,except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section16 or for any other purpose.
- These shares are owned directly by an estate planning trust (the "2022 Trust 1"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniaryinterest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are owned directly by an estate planning trust (the "2022 Trust 2"). The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniaryinterest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.