Filing Details
- Accession Number:
- 0001230245-25-000084
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2025-05-21 17:47:50
- Reporting Period:
- 2025-05-16
- Filing Date:
- 2025-05-21
- Accepted Time:
- 2025-05-21 17:47:50
- Original Submission Date:
- 2025-05-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1763980 | P James Baker | 800 Nicollet Mall Minneapolis MN 55402 | Global Co-Head Ib And Cap Mkts | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-05-16 | 2,000 | $267.32 | 59,867 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,699 | Indirect | By Spouse as sole Trustee and Beneficiary for Irrevocable Trust |
Common Stock | 25,699 | Indirect | By Irrevocable Trust |
Footnotes
- The transaction was originally reported with transaction code "A," which designates a grant, award, or other acquisition. As these shares were purchased by the reporting person in the open market, the transaction code should have been listed as "P," an open market purchase.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.