Filing Details

Accession Number:
0001213900-25-045539
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-19 19:02:39
Reporting Period:
2025-05-11
Filing Date:
2025-05-19
Accepted Time:
2025-05-19 19:02:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1979414 Neonc Technologies Holdings Inc. NTHI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443035 F Amir Heshmatpour C/O Neonc Technologies Holdings, Inc.
2 Dole Drive
Westlake Village CA 91362
President No No No No
Transaction Summary
Purchased: 10,000 shares Avg. Price: $10.65 Total Value: $106,514.86
Number of Shares After Transactions: 1,760,000 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-05-11 1,600 $7.51 1,751,600 No 4 P Direct
Common Stock Acquisiton 2025-05-12 1,400 $7.23 1,753,000 No 4 P Direct
Common Stock Acquisiton 2025-05-13 990 $7.01 1,753,990 No 4 P Direct
Common Stock Acquisiton 2025-05-14 1,000 $7.27 1,754,990 No 4 P Direct
Common Stock Acquisiton 2025-05-15 1,500 $7.30 1,756,490 No 4 P Direct
Commonstock Acquisiton 2025-05-16 3,510 $16.87 1,760,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 257,084 Indirect By HCWG LLC
Common Stock 550,000 Indirect By KIG LLC
Common Stock 3,714,020 Indirect By AFH Holdings & Advisory, LLC.
Footnotes
  1. Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
  2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.28 to $7.11 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  3. See footnote 1.
  4. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.40 to $6.42 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  5. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.44 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  6. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.50 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  7. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $20.99 to $7.01 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
  8. The shares reported herein represent only Reporting Person's proportionate interest in HCWG LLC.
  9. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
  10. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.