Filing Details

Accession Number:
0001415889-25-013128
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2025-05-15 16:16:07
Reporting Period:
2025-05-09
Filing Date:
2025-05-15
Accepted Time:
2025-05-15 16:16:07
Original Submission Date:
2025-05-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1696102 Matthew Wilks 333 Shops Blvd
Suite 301
Willow Park TX 76087
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2025-05-09 18,372 $11.75 18,372 No 4 P Indirect Held by JCMWZ, LLC
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2025-05-09 10,458 $11.62 28,830 No 4 P Indirect Held by JCMWZ, LLC
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2025-05-12 31,170 $12.20 60,000 No 4 P Indirect Held by JCMWZ, LLC
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2025-05-09 3,980 $11.73 72,006 No 4 P Indirect Held by THRC Holdings, LP
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2025-05-12 72,344 $12.25 144,350 No 4 P Indirect Held by THRC Holdings, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by JCMWZ, LLC
No 4 P Indirect Held by JCMWZ, LLC
No 4 P Indirect Held by JCMWZ, LLC
No 4 P Indirect Held by THRC Holdings, LP
No 4 P Indirect Held by THRC Holdings, LP
Footnotes
  1. The reporting person is the Manager of JCMWZ, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. Due to an unintentional scrivener's error, the total reported in Box 5 on the Reporting Person's Form 4 filed May 13, 2025 incorrectly reported ownership of 49,542 shares. This amendment corrects this error.
  3. The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.64 to $11.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. Total shares beneficially owned reduced from 408,155 shares reported on June 20, 2023 to 68,026 due to a 1-6 reverse stock split on September 26, 2023.
  5. Reporting Person, as VP-Investments of THRC Holdings, LP, a Texas limited partnership ("THRC") may be deemed to exercise voting and investment power over the Issuer's Class A common stock directly owned by THRC, and therefore, may be deemed to beneficially own such shares. THRC directly holds the securities of the Issuer. Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
  6. The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $12.02 to $12.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.