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Home > Insider Trading > Filing (0001628280-25-025842)

Filing Details

Accession Number:: 0001628280-25-025842
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2025-05-15 15:50:28
Reporting Period:: 2025-05-13

Filing Date:: 2025-05-15
Accepted Time:: 2025-05-15 15:50:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1098146	Patriot National Bancorp Inc	PNBK	National Commercial Banks (6021)	061559137

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498203	A. Michael Carrazza	C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901	Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2025-05-13	865,990	$0.75	865,990	No	4	P	Indirect	By Solaia Capital Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Solaia Capital Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,221	Indirect	By Solaia Capital Management Profit Sharing Plan FBO Michael A. Carrazza
Common Stock	55,033	Direct

Footnotes

On May 13, 2025, Solaia Capital Holdings LLC purchased the outstanding principal balance and accrued unpaid interest of $649,492.84 of a 8.50% Fixed Rate Senior Note Due January 15, 2026 previously issued by the Issuer and converted it into 865,990 shares of Common Stock at $0.75 per share.
As the manager of Solaia Capital Holdings LLC, the Reporting Person has voting and dispositive power over the shares held by Solaia Capital Holdings LLC.