Filing Details

Accession Number:
0001437749-25-016938
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-05-14 17:54:04
Reporting Period:
2025-05-13
Filing Date:
2025-05-14
Accepted Time:
2025-05-14 17:54:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1729765 Kathryn Fahy 7250 Redwood Blvd
Suite 200
Novato CA 94945
Svp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-05-13 10,000 $10.71 64,211 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually ranged from $10.7000 to $10.8600. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.