Filing Details
- Accession Number:
- 0001209191-11-049197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-27 18:03:41
- Reporting Period:
- 2011-09-23
- Filing Date:
- 2011-09-27
- Accepted Time:
- 2011-09-27 18:03:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216436 | S Robert Guttman | 1000 Remington Blvd. Suite 120 Bolingbrook IL 60440 | Svp, General Counsel & Secr. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-23 | 27,665 | $18.00 | 33,665 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-23 | 11,000 | $67.20 | 22,665 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-27 | 19,735 | $18.00 | 42,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-27 | 19,735 | $70.91 | 22,665 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-09-23 | 27,665 | $0.00 | 27,665 | $18.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-09-27 | 19,735 | $0.00 | 19,735 | $18.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,535 | 2017-10-24 | No | 4 | M | Direct | |
| 15,800 | 2017-10-24 | No | 4 | M | Direct |
Footnotes
- The options, representing a right to purchase a total of 63,200 shares, vest 25% on each anniversary date of the 10/24/07 grant date.
- Of the 35,535 shares beneficially owned following the reported transactions, 15,800 remain unvested and are scheduled to vest on 10/24/11, the fourth anniversary of the 10/24/07 grant date.
- The 15,800 shares remain unvested and are scheduled to vest on 10/24/11, the fourth anniversary of the 10/24/07 grant date.
Billionaire Hedge Funds
